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(As on Apr 30, 2025, 19:47)

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Au Small Finance Ban - Non-Applicability Of Provisions Related To Chapter XII Of SEBI Circular Dated August 10, 2021 (Updated

This is to inform you that AU Small Finance Bank Limited ('the Bank') is a Scheduled Commercial Bank in terms of Second Schedule of the Reserve Bank of India Act, 1934 and thus, in terms of Clause 1.2 of the Chapter XII of SEBI Circular SEBI/HO/DDHS/PoD1/P/CIR/2023/119 dated August 10, 2021 (updated as on July 07, 2023), provisions of Chapter XII are not applicable to the Bank.

ATTENTION INVESTORS

"Prevent Unauthorised transactions in your account --> Update your mobile numbers/email IDs with us. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day.......... Issued in the interest of investors". "Prevent Unauthorized Transactions in your demat account --> Update your Mobile Number with us. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL on the same day.......... Issued in the interest of investors". "KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary".

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